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Licenses
- Escrow License and Change of Ownership
- California Deferred Deposit Transaction Law License
- California Finance Lenders License
Applications
Franchise Applications | Securities Applications |
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- 310.303, 310.304 - Notice of Violation
- 31125 - Material Modification
- 31111, 31121, 31123 - Uniform Franchise Registration Application
| - 25131, 25162 - Non-Issuer Notification
- 260.141.50 - Removal of Condition
- 25507(b) - Repurchase Offer
- 25151 - Transfer of Securities
- 25102.2 - Real Estate Related Information
- 25111, 25162 - Coordination
- 25142 - Notice of Fairness Hearing
- 25112, 25162 - Issuer Notification
- 25102(c), 25162 - Negotiating Permit
- 25113(b)(1), 25162 - Permit
- 25121, 25162 - Recapitalization/Reorganization
- 25113(b)(2), 25162 - SCOR (U7)
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Notices
| Franchise Notices | Securities Notices |
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- 31101, 31104, 31108, 31109 - Franchise Notice of Exemption
- 31106 - Notice of Transaction
- 310.100.2 - Notice of Negotiated Sale of Franchise
| - 25100(k) - Request for Designation
- 25100(l) - Note, Draft, Bill of Exchange or Banker's Acceptance
- 25102(f) or 260.103 - Limited Offer Exemption Notice (LOEN)
- 25102(h) or 260.103 - Notice Of Issuance
- 25102(n) - Qualified Purchasers Notice - 1st Notice
- 25102(n) - Qualified Purchasers Notice - 2nd Notice
- 25102(o) - Employee Plan Exemption Notice (EPEN)
- 25103(h) - Notice of Exchange Transaction
- 260.105.33 - Senior to Listed Securities
- 260.105.34 - Senior to Rated Securities
- 25102.1(d) - Rule 506(b)
- 25102.1(d) - Rule 506(c)
- 25102.1(a) - Qualified Purchasers 25102.1(a)
- 25100.1(b) - Form NF Uniform Investment Company Notice Filing
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